Technementals Technologies (Bulgaria) EAD

Senior Internal Compliance Auditor
Technementals Technologies (Bulgaria) EAD is a subsidiary of FXCM Group. The FXCM group of companies (collectively, the "FXCM Group") is a leading provider of online foreign exchange (forex) trading, CFD trading, spread betting and related services. Our mission is to inspire global traders with access to the world's largest and most liquid market. By offering the most innovative trading tools, hiring the best trading educators, and meeting strict financial standards to protect trader funds, we strive for the best online trading experience in the market.

We are seeking a career minded, experienced and motivated individual for a full-time position in the Compliance department in our Sofia based office, which operates as a back office since 2012 and currently employees over 100 people in the following departments: General and Institutional Operations, Compliance, Accounting, Marketing, Risk and Product Development.

As an FXCM Senior Internal Compliance Auditor, you will be a part of FXCM’s Global Compliance Monitoring team (GCM), tasked with ensuring that activity within FXCM is compliant with regulations and guidelines. You will be expected to be regulatory auditing subject matter expert (SME), with specific emphasis on the creation, monitoring, and timely delivery of audit reports and continued surveillance. You will be working with a team of analysts who are responsible for the preparation of audit reports, where you will exercise independent judgment and discretion handling highly sensitive casework.

In this role, you will execute assigned audit activities independently in accordance with the Department Standards ensuring the nature and extent of testing is appropriate to support the audit opinion. Evaluate the adequacy of system design and internal control framework in meeting business, operational and control objectives. Determine the efficiency, effectiveness, integrity and reliability of internal controls in relation to defined control requirements by conducting the audit of assigned processes/units/projects.

You will be tasked with ensuring that FXCM implements the appropriate monitoring and controls of customer and employee activity to ensure that FXCM is satisfying its obligations to the appropriate regulatory authorities bodies including, but not limited to the Financial Conduct Authority (FCA) and the Australian Securities and Investment Commission (ASIC), and incorporating successful leadership practices to ensure that your team successfully executes on these obligations accordingly. It will be critical for you to stay current with policy changes, seek ways to enhance current processes and controls, and communicate as much to your team in a complete and transparent manner at all times.

You will need the ability to understand opposing points of view within your team and across the organization on highly complex issues and to negotiate and integrate different viewpoints with all levels of GCM and Compliance leadership. You will be expected to interact with peers and Compliance professionals, all levels of management, and other internal or external constituents in order to deliver comprehensive views on investigative and intelligence matters and represent reasoning of case disposition on behalf of your team.

Key Duties and Responsibilities:
• Design audit strategy and performing audit testing on FXCM’s policies and procedures in relation to applicable regulations
• Recommending and following up with corrective actions
• Liaising with business lines, audit relationship managers, other internal stakeholders, and with the auditees themselves regarding material findings
• Documenting the findings as appropriate
• Support general audit activities across the organization and other duties, including special projects, as assigned
• Stay abreast of the regulatory environment and expectations

• 2+ years of experience within regulatory compliance auditing of a global bank or financial services industry preferred.
• Exposure to compliance testing, quality control/assurance processes or internal/external audits
• General audit experience in a Big 4 or other top tier accounting firm an advantage
• Some knowledge of FCA sanctions compliance laws and regulations a plus
• Exposure to working with compliance testing scripts and/or experience with performing testing reviews or audit.
• Ability to evaluate processes that have high risk potential and enforce changes that will support good internal controls
• Strong written communication skills
• Auditing certifications a plus
• Fluency in English

Contract type: Labor contract with "Technementals Technologies (Bulgaria)" EAD

Hours: Full time, 40 hours per week, Monday – Friday, 9am-6pm

If you are interested in this position, please send your CV in English.

Only short-listed candidates will be contacted for an interview.
Изисквания към кандидата

Езикови познания:
Английски език

Трудов опит:
С професионален опит от 1 - 3г.

Ние предлагаме

Вид заетост:
Пълен работен ден

Срок на заетост:

Ниво в йерархията:
Експертен персонал без ръководни функции

Счетоводство и Одит
Населено място:
Гр. София
ул. Хенрик Ибсен 13, Саут Парк Билдинг, ет. 2, София 1407
Technementals Technologies (Bulgaria) EAD
Фирма/Организация Директно търсеща служители
Детайли за организацията:
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